Securities Litigation
(Plaintiffs and Defendants)
James, Fink, & House, P.A. has extensive experience providing counseling and litigation with respect to securities issues. In fact, one of the firm’s attorneys was a former member of an arbitration panel for the National Association of Securities Dealers and has written law review articles on the subject of securities arbitration.
The Firm has experience both suing and defending companies, officers, and directors for alleged violations of the Securities and Exchange Act of 1934, the RICO (Racketeering Influenced Corrupt Organizations) Act, and other Federal and State securities laws. The Firm handles NASD dispute resolution, including arbitration and mediation services, with the NASD which is the largest securities dispute resolution forum in the world. Claims in this area often involve alleged self-dealing, breach of fiduciary duty, negligence, misrepresentation, rescission of agreements, common law fraud, and other issues. We have also represented securities firms and broker-dealers.
In light of our Firm's extensive experience with securities litigation, please contact us if we can be of assistance.
|
|
